Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Blogs July 25, 2022 Unchartered territory: Preparing for Russian sanctions compliance scrutiny from regulators As financial institutions navigate the Russian sanctions, regulators will be watching closely. Below, Protiviti explores how institutions can prepare for the regulatory scrutiny that will inevitably follow. This article is based on the recent Protiviti webinar series Unchartered Territory: Managing the Risk of Russian Sanctions held in the US, the UK and the EU. Following Russia’s invasion of… Blogs July 21, 2022 Tackling Tomorrow Today: ‘New ways of working need new tech’ Eileen Burbidge is a prominent early-stage technology investor in London, having moved from the U.S. to the U.K. in 2004 to work for Skype. Speaking at the Protiviti and Robert Half Tackling Tomorrow Today event in June, she shared her story of leaving Silicon Valley, why her children’s influence is important, and the trends for businesses to watch. Flash Report July 15, 2022 Sanctions Risk – Managing sanction compliance in a time of crisis Today’s sanctions landscape raises several questions for financial institutions and their clients. These questions come as a result of an expanding list of complex sanctions and trade restrictions, often requiring that they pivot immediately to address new requirements. Protiviti can help financial institutions assess their sanction-related risks and advise them on the control environment and… Blogs July 11, 2022 Unchartered territory: Managing multiple Russian sanctions regimes The rapid changes and nuances in the Russian sanctions regimes have created challenges for global financial institutions. Organizational consensus on the approach to managing them will help financial institutions stay within regulatory boundaries and minimise the risk of penalties. This article is based on the recent Protiviti webinar series Unchartered Territory: Managing the Risk of Russian… Blogs July 15, 2022 Unchartered territory: Addressing Russian sanctions evasion Individuals and entities will often take steps to avoid the impact of sanctions. Below, Protiviti explores sanctions evasion tactics and what financial institutions can do to mitigate evasion risk. This article is based on the recent Protiviti webinar series Unchartered Territory: Managing the Risk of Russian Sanctions held in the US, the UK and the EU. Sanctions evasion tactics are well… Blogs May 25, 2022 Non-Financial Risk Management: Regulatory fines, warnings and investigations persist across non-financial risks Whilst many banks have embedded management of traditional financial risks such as credit and market, CROs and CCOs are under increasing pressure to address known and emerging non-financial risks. Pressure is further exacerbated by shrinking budgets and increasing costs of managing expanding control stacks, as well as remediation programmes driven by risk and control self-assessment (RCSA) blind… Blogs May 3, 2022 Temporary Permissions CASS Audit Preparation for Firms that are Newly Authorised or Waiting for their Permissions Introduced in July 2018, the temporary permissions regime (TPR) enabled relevant EEA firms that were passporting into the UK when the transition period ended to continue operating temporarily in the UK. In 2021, the FCA started accepting applications for the Part IV Permission so that the firms can become… Video April 14, 2022 Working with heart: my journey through consulting, culture, and creativity In this Protiviti Life article Varun Dewan, director at Protiviti UK, lifts the lid on his working life, love of art, and the connection between creativity and clients. Protiviti Life with Varun Dewan In this video, Varun Dewan, director at Protiviti UK, lifts the lid on his working life, love of art, and the connection between creativity and clients. Blogs May 19, 2022 FSI COOs share insights on leveraging intelligent automation Robotic process automation (RPA) and artificial intelligence (AI) are helping financial institutions transform their operations. But many institutions are in the early stages of their journey. The UK Finance COO Forum in April discussed the benefits of intelligent automation and how institutions can leverage it to enhance customer experience. Blogs May 23, 2022 Inspiring women leaders - In conversation with Janet Barberis What’s it like being a female leader in professional services, and how has the sector changed? Nina Haldorsen from Protiviti’s iGROWW network interviews Janet Barberis, managing director at Protiviti UK about her career and why ‘being yourself’ matters. Load More
