Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Whitepaper May 1, 2023 What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision? On April 28, four reports were issued on the failures of Silicon Valley Bank and Signature Bank. These reports signal the next stage of what is likely to be a lengthy examination of the issues surrounding these failures and the actions that should be taken to prevent such events in the future. Podcast Transcript August 29, 2023 Transcript | Implications of U.S. Banking Regulators’ Final Guidance on TPRM – with Brian Kostek, Kathryn Hardman and Helen Smith In June, nearly two years after issuing their proposal for third-party risk management (TPRM), the U.S. banking regulators – the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corporation – finalised their guidance.In this podcast, Brian Kostek from Protiviti interviews Kathryn Hardman from Veritex Bank and Helen… Whitepaper January 13, 2025 Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year. We did this, in part, because the pace, scale and enforcement of economic sanctions reached unprecedented levels after Russia’s invasion of Ukraine in February 2022. We now seem to have settled into an environment where world events and geopolitical… Newsletter October 13, 2022 The ESG Debate: Where Does Your Company Stand? A University of Oxford and Protiviti global survey reports that North American companies are less committed to ESG than their counterparts in Europe and the Asia-Pacific region. The questions are why this disparity exists, and where does your organisation stand? The Oxford and Protiviti survey findings suggest that North American companies may be underrating the importance of external… Insights paper June 20, 2024 Crypto and the Travel Rule: What’s Going On? Navigate crypto Travel Rule compliance: understanding its impact, the need for flexible solutions, and areas of focus for implementation. Whitepaper December 11, 2022 Positioning Asset Managers to Withstand Economic Sanctions Governments around the globe have engaged increasingly in offensive economic-sanction tactics in response to geopolitical conflicts, social injustice and violations of basic human rights. For fear of not being able to exit positions, leery market participants and investors have been swift to react. The economic ramifications of sanctions extend beyond the borders of the sovereign nations upon… Newsletter December 11, 2024 Managing Organisational Blind Spots and Disruption The topics of organisational blind spots and industry disruption continue to command interest in the boardroom. Recent events hosted by Protiviti offer additional insights on these important topics.In October, Protiviti hosted two events attended by more than 700 directors and senior-level executives to discuss organisational blind spots and industry disruption. Prior issues of Board Perspectives… Blogs November 18, 2022 Understanding the new Economic Crime and Corporate Transparency Bill On 22 September 2022, the UK government published the Economic Crime and Transparency Bill, which followed the Economic Crime (Transparency and Enforcement) 2022 Act earlier in the year. It’s seeking to address the problem of laundered money flowing into the country, estimated to cost £100bn a year, and strengthening defences following the Russian invasion of Ukraine. The new Bill aims to… Blogs January 22, 2024 “Be bold and believe in yourself”… In conversation with Dane Pedro Dane Pedro is a senior compliance leader in financial services; she has also been a magistrate for the past nine years. Alice Buchanan, consultant at Protiviti UK, hears a story of drive, determination and a desire to progress. Client Story December 19, 2024 International Nonprofit Strengthens SAP S/4HANA and Fiori Security with Pathlock's Application Access Governance Solution Discover how an international nonprofit enhanced SAP S/4HANA and Fiori security using Pathlock's solution, boosting compliance, reducing risks, and improving access governance. Load More
